Details.
Lead the Regulatory Compliance and Financial Crime Compliance functions for a global fintech brokerage's Hong Kong office, serving as Manager-In-Charge for Compliance and reporting to the Board. Responsibilities include developing the local compliance framework, managing regulatory relationships and inquiries, advising senior management and business units, implementing policies and controls for SFC Type 1 and Type 2 activities, and overseeing monitoring, surveillance and training. Candidates should have over 15 years of financial services compliance experience covering SFC Type 1 and Type 2 activities. Experience as an SFC Manager-In-Charge is preferred, along with knowledge of Hong Kong regulations and fluency in English, Cantonese and Mandarin.
