Details.
Join a top-tier trading platform in Hong Kong, responsible for APAC control room and regulatory reporting activities. Duties include coordinating wall-crossing events involving deal-related MNPI, maintaining records, liaising with global teams, overseeing short sale bans and restricted list compliance, tuning surveillance triggers, reviewing trade and communication data, and analysing large datasets using Python, SQL and visualisation platforms. Candidates should have strong Compliance experience in a Control Room function, proficiency with Python and SQL, and a strong understanding of global regulatory frameworks, short sale bans and information barriers.
