Details.
A multi-strategy investment firm is seeking a senior compliance professional to oversee its established compliance program. This hands-on role has broad responsibility across compliance and legal matters, works closely with senior leadership, and serves as a key advisor to the business. Responsibilities include leading and managing the compliance program across funds and strategies, maintaining policies and documentation, overseeing regulatory filings and reporting, managing trade surveillance, communications monitoring, AML/KYC and best execution, conducting testing and audits, monitoring regulatory developments, supporting fund formation and legal matters, reviewing and negotiating agreements, delivering compliance training, and supporting regulatory inquiries and governance matters. Qualifications include a J.D., 10+ years of compliance experience within a hedge fund, the ability to operate independently and build or manage a compliance program, strong communication skills, sound judgment, multi-asset class experience, and familiarity with global regulations. Compensation is $200,000 to $350,000 base plus bonus, with no additional equity or carry awards.
