Details.
FINRA broker-dealer affiliation through Finalis Securities, with dedicated compliance professionals, supervisory review, regulatory support, electronic communications surveillance, Outside Business Activity supervision, E&O insurance coverage, continuing education support, deal submission and compliance workflow, transaction documentation management, virtual data rooms, real-time deal tracking, a dedicated Customer Success Manager, automated payments and wallets, discounted PitchBook access for eligible members, and access to a network of 900+ affiliated investment banking and private placement professionals. Pricing includes a one-time $500 onboarding fee, an annual membership commitment, and a tailored commission split. Additional applicable regulatory fees and assessments may apply when a transaction closes.