Details.
Consulting on CFTC, SEC, NFA, and FINRA reporting, pre-trade order surveillance, real-time trade surveillance and market-abuse detection, compliance program design, and regulatory technology assessments.
at Globalrisk Corporation · Chicago
Consulting on CFTC, SEC, NFA, and FINRA reporting, pre-trade order surveillance, real-time trade surveillance and market-abuse detection, compliance program design, and regulatory technology assessments.
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